Compliance Officer

Job description:

• Assist the CCO to administer the Compliance Program, promote its effective
  implementation and address breaches that may arise, and interact with the Bangko
  Sentral ng Pilipinas (BSP) on compliance-related issues and other regulatory
  agencies.
• Assist the CCO to manage and control the Branch’s compliance with regulations of
  relevant regulatory agencies, including but not limited to BSP, Anti-Money
  Laundering Commission (AMLC), Securities and Exchange Commission (SEC), Phil
  Deposit Insurance Corp. (PDIC), National Privacy Commission (NPC)
• Executes and implements Compliance AML processing such as but not limited to
  AML Watchlist updating (e.g. AMLC Watchlist, Patriot Watchlist ), Customer Profiling
  and Investigation when needed; processing and reporting
• Executes and implements Suspicious transaction investigation, evaluation,
  processing.
• Executes the submission of AML reports such as Covered Transaction Reports and
  Suspicious transaction reports.
• Reviews, Manages and administers FAML scenarios
• Executes and implements Compliance and AML Self-Assessment/Testing.
• Provides functional support to the CCO in the compliance functions in both banking
  and AML regulations, as well as HO and local compliance-related requirements and
  policies and procedures. Ensure that the following are executed:
• Tracking new laws and regulations through websites of BSP, AMLC, SEC, BIR,
  DOF, DOLE, Daily, check Regulatory websites for relevance issuances – new rules
  and regulations that my affect the Bank;
• Daily, checking newspaper websites for news articles relating to AML/CFT on
  predicate crimes, to be inputted in the local Negative News File
• Drafting the monthly report for – HO Monthly Report; Compliance-AML Agenda;
  Quarterly Regulatory Contact Report; Monthly/Quarterly Regulation Change Report;
  External Legislative Summary Report. Ensure the completeness, accuracy and
  timeliness of all documentary submissions to the BSP and other regulatory
  agencies.
• Implementing and monitoring governmental reports using the Compliance Calendars
  and Checklist
• Executes and implements Compliance and AML Self-Assessment/Testing.
• Assist in the drafting or revision of policies and procedures
• Ensure the implementation, dissemination, and monitoring the needed action on the
  NRAS (New Laws Action Sheet)
• Provides functional support for all training exercises.
• Perform such other functions to assist the CCO and those as may be assigned.

Qualifications:

• 3 years banking experience
• Educational background in law, business, risk management, or finance (or other
  related fields).
• At least one (1) year of combined experience in compliance, risk management,
  audit, or internal control within the financial industry.
• Must be familiar with Compliance Assurance, Regulatory & Compliance Testing,
  and Regulatory Reporting functions.
• Candidates with experience should not be limited to AML/KYC
• Willing to work onsite Makati